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Two Mechanisms of Accountability: An Experimental Approach

Democracy
Political Psychology
Methods
Juha Ylisalo
University of Turku
Juha Ylisalo
University of Turku
Kaisa Herne
Tampere University
Maija Setälä
University of Turku

Abstract

One of the central features of a democratic regime is the accountability of elected decision makers to their electorate. In the literature, accountability is seen to be based either on sanctions or on justifiability. Fearon (1999, 55) defines accountability in the first sense by stating that Y is accountable to X if Y is obliged to act on behalf of X and X is empowered to sanction or reward Y. However, accountability can also be understood as a relationship based on decision-makers’ obligation to justify their decisions (March and Olsen 1995; Philp 2009). We compare these two forms of accountability in a decision making experiment with student subjects. In the experiment, subjects engage in a three player trust game (Berg et al 1995) where two players act a first movers and the third player is a responder. The first movers decide how much they send to the responder of their initial endowments. The amount sent is tripled, and the responder then decides how much he or she returns to each first mover. We see the trust game as an analogy between the electorate (first movers) who invests (e.g. votes) in a candidate (responder) who responds by contributing benefits to the electorate. The experiment follows a 2 (opportunity to punish) x 2 (requirement of justification) factorial design. Punishment means the first movers’ opportunity to punish the responder, whereas justification means that the responder is required to justify her or his decision to the first movers. We ask how holding the responder accountable to the first movers influences the amount he or she returns. Further, we study whether there is a difference in the retuned amounts between two forms of accountability, costly punishment and justification. We expect to see smallest amounts retuned in the baseline treatment and highest in the treatment with both punishment and justification. Treatments with either punishment or justification are expected to fall in between these two. The trust game has been extensively studied but we are not aware of previous studies that would examine the influence of the responders’ need to give ex post justifications for their allocation decision.